-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQyNmeKOleQY/TQwngJntPl7lN1YsrdMJbCrRD7fcDDo0sJMBHpzHob+G8wFacXg cP6umgkWmCsQMG1VteSiqA== 0000927016-02-000976.txt : 20020414 0000927016-02-000976.hdr.sgml : 20020414 ACCESSION NUMBER: 0000927016-02-000976 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOOMIS JAMES L CENTRAL INDEX KEY: 0001106015 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BOTTOMLINE TECHNOLOGIES INC STREET 2: 155 FLEET STREET CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 6034360700 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOTTOMLINE TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0001073349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020433924 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57585 FILM NUMBER: 02547904 BUSINESS ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 6034360700 MAIL ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 SC 13G/A 1 dsc13ga.txt SCHEDULE 13G AMENDMENT NO 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------------------- SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) Bottomline Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 103188 106 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - --------------------- --------------------- CUSIP No. 103188 106 13G Page 2 of 5 Pages - --------------------- --------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON (Entities Only) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James L. Loomis - -------------------------------------------------------------------------------- (a) [_] 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Inapplicable (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 1,298,250 NUMBER OF ------------------------------------------------ SHARES 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------------------------------------------------ EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,298,250 PERSON ------------------------------------------------ WITH 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,298,250 shares (Includes 37,500 shares of common stock Mr. Loomis has the right to acquire within 60 days of December 31, 2001 upon the exercise of options). - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES [_] CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- --------------------- CUSIP No. 103188 106 13G Page 3 of 5 Pages - --------------------- --------------------- Item 1(a). Name of Issuer: Bottomline Technologies (de), Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 155 Fleet Street Portsmouth, NH 03801 Item 2(a). Name of Person Filing: James L. Loomis Item 2(b). Address of Principal Business Office or, if None, Residence: Mr. James L. Loomis c/o Bottomline Technologies (de), Inc. 155 Fleet Street Portsmouth, NH 03801 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Common Stock, par value $.001 per share Item 2(e). CUSIP Number: 103188 106 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Inapplicable Item 4. Ownership.* Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially owned: 1,298,750 shares (Includes 37,500 shares of common stock Mr. Loomis has the right to acquire within 60 days of December 31, 2001 upon the exercise of options). - ---------------------------- * As of December 31, 2001 - --------------------- --------------------- CUSIP No. 103188 106 13G Page 4 of 5 Pages - --------------------- --------------------- (b) Percent of class: 9.4% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,298,750 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 1,298,750 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Inapplicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Inapplicable Item 8. Identification and Classification of Members of the Group. Inapplicable Item 9. Notice of Dissolution of Group. Inapplicable Item 10. Certifications. Inapplicable - --------------------- --------------------- CUSIP No. 103188 106 13G Page 5 of 5 Pages - --------------------- --------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ James L. Loomis ------------------- James L. Loomis February 14, 2002 ----------------- Date -----END PRIVACY-ENHANCED MESSAGE-----